SEC Form 4 · accession 0000750556-15-000027
SUNTRUST BANKS INC · STI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan S Johnson
Officer — Corporate Executive Vice Pres
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750556
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Feb 10, 2015 | A | 1,099 | A | Feb 10, 2016 | — | Common Stock | 1,099 | 1,099 | D |
| Phantom StockF2 | — | Feb 10, 2015 | A | 1,099 | A | Feb 10, 2017 | — | Common Stock | 1,099 | 1,099 | D |
| Phantom StockF2 | — | Feb 10, 2015 | A | 1,098 | A | Feb 10, 2018 | — | Common Stock | 1,098 | 1,098 | D |
| Phantom StockF1 | — | holding | — | — | — | Aug 12, 2014 | Aug 12, 2024 | Common Stock | 2,279 | 2,279 | D |
| Phantom StockF1 | — | holding | — | — | — | Aug 12, 2015 | Aug 12, 2024 | Common Stock | 2,279 | 2,279 | D |
| Phantom StockF1 | — | holding | — | — | — | Aug 12, 2016 | Aug 12, 2024 | Common Stock | 2,279 | 2,279 | D |
Explanation of responses
- F1Represents time-vested phantom stock granted on August 12, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding privisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
- F2Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.