SEC Form 4 · accession 0000750004-18-000154
Light & Wonder, Inc. · ASX:LNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry F Schwartz
Director
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2018 | M | 1,554 | $0.00 | A | 96,852 | D | |
| Common StockF1 | holding | — | — | — | 10,000 | I | By The Hancock Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Jun 19, 2018 | M | 1,554 | D | — | — | Common Stock | 1,554 | 4,665 | D |
Explanation of responses
- F1Mr. Schwartz is the sole Trustee of The Hancock Foundation.
- F2Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis.