SEC Form 4 · accession 0000750004-18-000002
Light & Wonder, Inc. · ASX:LNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Haddrill
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 31, 2017 | M | 31,905 | $0.00 | A | 160,447 | D | |
| Class A Common StockF1 | Dec 31, 2017 | F | 13,385 | $51.04 | D | 147,062 | D | |
| Class A Common Stock | Dec 31, 2017 | M | 39,194 | $0.00 | A | 186,256 | D | |
| Class A Common StockF1 | Dec 31, 2017 | F | 16,442 | $51.04 | D | 169,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 31, 2017 | M | 31,905 | D | — | — | Common Stock | 31,905 | 0 | D |
| Restricted Stock UnitsF3 | — | Dec 31, 2017 | M | 39,194 | D | — | — | Common Stock | 39,194 | 0 | D |
Explanation of responses
- F1Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
- F2Represents vesting of one-half of restricted stock units granted on October 29, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
- F3Represents vesting of one-half of restricted stock units granted on January 4, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.