SEC Form 4 · accession 0000750004-17-000129
Light & Wonder, Inc. · ASX:LNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frances F Townsend
Director
Period of report
Jun 10, 2017
Accepted (ET)
Jun 13, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 10, 2017 | M | 2,484 | $0.00 | A | 41,446 | D | |
| Class A Common Stock | Jun 11, 2017 | M | 3,495 | $0.00 | A | 44,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 10, 2017 | M | 2,484 | D | — | — | Common Stock | 2,484 | 4,969 | D |
| Restricted Stock UnitsF2 | — | Jun 11, 2017 | M | 3,495 | D | — | — | Common Stock | 3,495 | 3,495 | D |
Explanation of responses
- F1Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis.
- F2Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis.