SEC Form 4 · accession 0001593968-17-000624
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven N Rappaport
Director
Period of report
Apr 7, 2017
Accepted (ET)
Apr 25, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | M | 750 | $2.25 | A | 74,120 | D | |
| Common Stock | Apr 7, 2017 | M | 750 | $2.00 | A | 74,870 | D | |
| Common Stock | Apr 7, 2017 | M | 1,500 | $2.15 | A | 76,370 | D | |
| Common Stock | Apr 7, 2017 | M | 750 | $2.00 | A | 77,120 | D | |
| Common Stock | Apr 7, 2017 | M | 750 | $2.00 | A | 77,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $2.25 | Apr 7, 2017 | M | 750 | D | Apr 20, 2012 | Apr 20, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $2.00 | Apr 7, 2017 | M | 750 | D | Jul 20, 2012 | Jul 20, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $2.15 | Apr 7, 2017 | M | 1,500 | D | Aug 13, 2012 | Aug 13, 2017 | Common Stock | 1,500 | 0 | D |
| Option (right to buy) | $2.00 | Apr 7, 2017 | M | 750 | D | Oct 22, 2012 | Oct 22, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $2.00 | Apr 7, 2017 | M | 750 | D | Oct 22, 2012 | Oct 22, 2017 | Common Stock | 750 | 0 | D |