SEC Form 4 · accession 0001593968-16-001068
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot J Md Mba Sussman
Director
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2016 | M | 750 | $3.10 | A | 67,341 | D | |
| Common Stock | Sep 29, 2016 | M | 3,000 | $3.75 | A | 70,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $3.10 | Sep 29, 2016 | M | 750 | D | Oct 20, 2011 | Oct 20, 2016 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $3.75 | Sep 29, 2016 | M | 3,000 | D | Nov 14, 2011 | Nov 14, 2016 | Common Stock | 3,000 | 0 | D |