SEC Form 4 · accession 0001593968-16-001066
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dr Lawrence Howard
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 23, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2016 | M | 750 | $2.25 | A | 458,371 | D | |
| Common Stock | Sep 22, 2016 | M | 750 | $3.10 | A | 459,121 | D | |
| Common Stock | Sep 22, 2016 | M | 5,000 | $3.75 | A | 464,121 | D | |
| Common Stock | Sep 22, 2016 | M | 750 | $2.80 | A | 464,871 | D | |
| Common Stock | Sep 22, 2016 | M | 750 | $2.00 | A | 465,621 | D | |
| Common Stock | Sep 22, 2016 | M | 1,500 | $2.15 | A | 467,121 | D | |
| Common Stock | Sep 22, 2016 | M | 750 | $2.00 | A | 467,871 | D | |
| Common Stock | Sep 22, 2016 | M | 750 | $2.00 | A | 468,621 | D | |
| Common Stock | holding | — | — | — | 75,300 | I | Son | |
| Common Stock | holding | — | — | — | 75,300 | I | Daughter | |
| Common Stock | holding | — | — | — | 2,300 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $2.25 | Sep 22, 2016 | M | 750 | D | Apr 20, 2012 | Apr 20, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $3.10 | Sep 22, 2016 | M | 750 | D | Oct 20, 2011 | Oct 20, 2016 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $3.75 | Sep 22, 2016 | M | 5,000 | D | Nov 14, 2011 | Nov 14, 2016 | Common Stock | 5,000 | 0 | D |
| Option (right to buy) | $2.80 | Sep 22, 2016 | M | 750 | D | Jan 20, 2012 | Jan 20, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $2.00 | Sep 22, 2016 | M | 750 | D | Jul 20, 2012 | Jul 20, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $2.15 | Sep 22, 2016 | M | 1,500 | D | Aug 13, 2012 | Aug 13, 2017 | Common Stock | 1,500 | 0 | D |
| Option (right to buy) | $2.00 | Sep 22, 2016 | M | 750 | D | Oct 22, 2012 | Oct 22, 2017 | Common Stock | 750 | 0 | D |
| Option (right to buy) | $2.00 | Sep 22, 2016 | M | 750 | D | Oct 22, 2012 | Oct 22, 2017 | Common Stock | 750 | 0 | D |