SEC Form 4 · accession 0001593968-15-000397
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy Sassine
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2015 | A | 166 | $4.01 | A | 1,243,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $4.01 | Dec 7, 2015 | A | 5,358 | A | Dec 7, 2016 | Dec 7, 2020 | Option (right to buy) | 5,358 | 5,358 | D |
Explanation of responses
- F1RSA with 1 year vesting schedule
- F2The options are exercisable on the first anniversary beginning twelve months from the date of grant.