SEC Form 4 · accession 0001593968-15-000033
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacey M Stevens
Officer — SVP Marketing & Strategy
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 9:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 17,298 | $5.75 | A | 105,029 | D | |
| Common StockF1,F2 | Feb 10, 2015 | S | 17,298 | $10.0033 | D | 87,731 | D | |
| Common Stock | Feb 10, 2015 | M | 10,000 | $5.10 | A | 97,731 | D | |
| Common StockF1,F2 | Feb 10, 2015 | S | 10,000 | $10.0033 | D | 87,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $5.75 | Feb 10, 2015 | M | 17,298 | D | Mar 29, 2012 | Mar 29, 2021 | Common Stock | 17,298 | 0 | D |
| Option (right to buy) | $5.10 | Feb 10, 2015 | M | 10,000 | D | Jul 8, 2012 | Jul 8, 2021 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The reported securities were executed in multiple trades with prices ranging between $10.00 and $10.01. The reporting person hereby undertakes to provide, upon request, to the SEC Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- F2This sale is made pursuant to a trading plan previously entered into by the reporting person and complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.