SEC Form 4 · accession 0001593968-15-000024
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Ferry
Officer — CEO · Director
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | A | 80,000 | $0.00 | A | 329,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $9.00 | Feb 5, 2015 | A | 40,000 | A | Feb 5, 2016 | Feb 5, 2025 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Restricted stock awards will vest in three equal annual installments beginning 12 months from the date of grant.
- F2The options are exercisable annually in three equal increments beginning twelve months from the date of grant.