SEC Form 3 · accession 0000749660-19-000005
ICAD INC · ICAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Scott Areglado
Officer — Interim Chief FinancialOfficer
Period of report
Jan 11, 2019
Accepted (ET)
Jan 14, 2019 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 32,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $6.87 | holding | — | — | — | — | May 23, 2024 | Common Stock, $0.01 par value | 3,000 | — | D |
| Stock OptionsF3 | $2.85 | holding | — | — | — | — | Jan 27, 2022 | Common Stock, $0.01 par value | 6,000 | — | D |
| Stock OptionsF4 | $6.00 | holding | — | — | — | — | May 9, 2021 | Common Stock, $0.01 par value | 15,000 | — | D |
| Stock OptionsF5 | $2.24 | holding | — | — | — | — | Oct 10, 2022 | Common Stock, $0.01 par value | 8,000 | — | D |
| Stock OptionsF6 | $10.46 | holding | — | — | — | — | Feb 24, 2025 | Common Stock, $0.01 par value | 3,000 | — | D |
| Stock OptionsF7 | $5.52 | holding | — | — | — | — | Aug 15, 2026 | Common Stock, $0.01 par value | 7,500 | — | D |
Explanation of responses
- F1Includes (i) 1,667 shares subject to vesting on August 15, 2019, under a Restricted Stock Award granted on August 15, 2016 and (ii) 5,000 shares subject to vesting on each of September 20, 2019 and September 20, 2020 under a Restricted Stock Award granted on September 20, 2017.
- F2Stock options granted on May 23, 2014, all of which are exercisable as of the date hereof.
- F3Stock options granted on January 27, 2012, all of which are exercisable as of the date hereof.
- F4Stock options granted on May 9, 2011, all of which are exercisable as of the date hereof.
- F5Stock options granted on October 10, 2012, all of which are exercisable as of the date hereof.
- F6Stock options granted on February 24, 2015, all of which are exercisable as of the dated hereof.
- F7Stock options granted on August 15, 2016, 5,000 of which are exercisable as of the date hereof. Options to purchase 2,500 shares will vest on August 15, 2019.