SEC Form 4 · accession 0001127602-19-005469
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alwyn Dawkins
Officer — EVP, Conferences
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 8, 2019 | M | 3,559 | $0.00 | A | 34,644 | D | |
| Common StockF5 | Feb 8, 2019 | F | 1,650 | $138.74 | D | 32,994 | D | |
| Common StockF3 | Feb 8, 2019 | M | 4,221 | $0.00 | A | 37,215 | D | |
| Common StockF5 | Feb 8, 2019 | F | 1,609 | $138.74 | D | 35,606 | D | |
| Common StockF4 | Feb 9, 2019 | M | 3,961 | $0.00 | A | 39,567 | D | |
| Common StockF5 | Feb 9, 2019 | F | 1,836 | $138.74 | D | 37,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 8, 2019 | A | 14,236 | A | — | — | Common Stock | 14,236 | 14,236 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 8, 2019 | M | 3,559 | D | — | — | Common Stock | 3,559 | 10,677 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 8, 2019 | M | 4,221 | D | — | — | Common Stock | 4,221 | 4,220 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 9, 2019 | M | 3,961 | D | — | — | Common Stock | 3,961 | 0 | D |
Explanation of responses
- F1These performance-based RSUs were awarded on February 8, 2018 and vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the actual number of RSUs awarded after the performance metric was certified.
- F2Represents shares acquired upon the vesting of the first installment of the RSUs noted in footnote 1 on February 8, 2019.
- F3These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2019 installment.
- F4These RSUs vest in four substantially equal annual installments, commencing on February 9, 2016. This represents the 2019 installment.
- F5Represents shares withheld for the payment of applicable income and payroll withholding taxes.