SEC Form 4 · accession 0001127602-19-004911
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Safian
Officer — EVP & CFO
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2019 | M | 5,389 | $0.00 | A | 30,790 | D | |
| Common StockF3 | Feb 6, 2019 | F | 1,858 | $143.01 | D | 28,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 6, 2019 | M | 5,389 | D | — | — | Common Stock | 5,389 | 10,776 | D |
| Stock Appreciation RightsF4 | $143.01 | Feb 6, 2019 | A | 26,196 | A | Feb 6, 2020 | Feb 6, 2026 | Common Stock | 26,196 | 26,196 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These RSUs vest in substantially equal annual installments, commencing on February 6, 2018. This represents the 2019 installment.
- F3Represents shares withheld for the payment of applicable income and payroll withholding taxes.
- F4These SARs become exercisable in four substantially equal annual installments, commencing on February 6, 2020.