SEC Form 4 · accession 0001127602-18-026681
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jules Kaufman
Officer — EVP, GC
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 30, 2018 | M | 1,559 | $0.00 | A | 1,606 | D | |
| Common StockF3 | Aug 30, 2018 | F | 596 | $147.62 | D | 1,010 | D | |
| Common StockF4 | Aug 31, 2018 | J | 41 | $142.27 | A | 1,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 30, 2018 | M | 1,559 | D | — | — | Common Stock | 1,559 | 4,675 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2The RSUs vest in four equal annual installments, commencing on August 30, 2018. This represents the 2018 installment.
- F3Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.
- F4Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).