SEC Form 4 · accession 0001127602-18-008392
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin B Kranich
Officer — EVP, Human Resources
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2018 | S | 5,713 | $116.1501 | D | 17,365 | D | |
| Common Stock | Feb 22, 2018 | M | 18,905 | $49.37 | A | 36,270 | D | |
| Common StockF3 | Feb 22, 2018 | D | 8,079 | $115.54 | D | 28,191 | D | |
| Common StockF4 | Feb 22, 2018 | F | 5,762 | $115.54 | D | 22,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $49.37 | Feb 22, 2018 | M | 18,905 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 18,905 | 0 | D |
Explanation of responses
- F1This transaction was executed in a single trade at an exact price of $116.15. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2These SARs become exercisable in four substantially equal annual installments commencing on 2/12/2014.
- F3Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
- F4Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.