SEC Form 4 · accession 0001127602-18-005545
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alwyn Dawkins
Officer — EVP, Events
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | M | 3,961 | $0.00 | A | 33,399 | D | |
| Common StockF4 | Feb 9, 2018 | F | 1,836 | $115.49 | D | 31,563 | D | |
| Common StockF1 | Feb 10, 2018 | M | 4,688 | $0.00 | A | 36,251 | D | |
| Common StockF4 | Feb 10, 2018 | F | 2,173 | $115.49 | D | 34,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 9, 2018 | M | 3,961 | D | — | — | Common Stock | 3,961 | 3,961 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 10, 2018 | M | 4,688 | D | — | — | Common Stock | 4,688 | 0 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These RSUs vest in substantially equal annual installments, commencing on February 9, 2016. This represents the 2018 installment.
- F3These RSUs vest in substantially equal annual installments, commencing on February 10, 2015. This represents the 2018 installment.
- F4Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.