SEC Form 4 · accession 0001127602-18-005287
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Sondergaard
Officer — EVP, Research
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 9:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2018 | M | 4,221 | $0.00 | A | 107,336 | D | |
| Common StockF3 | Feb 8, 2018 | F | 1,331 | $114.26 | D | 106,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 8, 2018 | M | 4,221 | D | — | — | Common Stock | 4,221 | 8,441 | D |
| Stock Appreciation RightsF4 | $114.26 | Feb 8, 2018 | A | 18,958 | A | Feb 8, 2019 | Feb 8, 2025 | Common Stock | 18,958 | 18,958 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. THis represents the 2018 installments.
- F3Represents shares withheld for the payment of applicable income and payroll withholding taxes.
- F4These SARs become exercisable in four substantially equal annual installments, commencing on 2/8/2019.