SEC Form 4 · accession 0001127602-18-005283
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Safian
Officer — EVP & CFO
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 9:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2018 | M | 5,058 | $0.00 | A | 27,612 | D | |
| Common StockF3 | Feb 8, 2018 | F | 2,042 | $114.26 | D | 25,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 8, 2018 | M | 5,058 | D | — | — | Common Stock | 5,058 | 10,116 | D |
| Stock Appreciation RightsF4 | $114.26 | Feb 8, 2018 | A | 27,508 | A | Feb 8, 2019 | Feb 8, 2025 | Common Stock | 27,508 | 27,508 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These RSUs vest in four subtsantially equal annual installments, commencing on February 8, 2017. This represents the 2018 installment.
- F3Represents shares withheld for the payment of applicable income and payroll withholding taxes.
- F4These SARs become exercisable in four substantially equal annual installments, commencing on 2/8/2019.