SEC Form 4 · accession 0001127602-18-004603
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Safian
Officer — EVP & CFO
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 6, 2018 | M | 5,389 | $0.00 | A | 24,415 | D | |
| Common StockF3 | Feb 6, 2018 | F | 1,861 | $124.02 | D | 22,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 6, 2018 | A | 21,554 | A | — | — | Common Stock | 21,554 | 21,554 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 6, 2018 | M | 5,389 | D | — | — | Common Stock | 5,389 | 16,165 | D |
Explanation of responses
- F1These performance-based RSUs were awarded on February 6, 2017 and vest in four substantially equal annual installments, commencing on 2/6/2018. This represents the actual number of RSUs awarded after the performance metric was certified.
- F2Represents shares acquired upon the vesting of the first installment of these RSUs on 2/6/2018.
- F3Represents shares withheld for the payment of applicable income and payroll withholding taxes.