SEC Form 4 · accession 0001127602-17-020048
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Peale
Officer — SVP, Gen Counsel
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 2,955 | $80.06 | A | 5,581 | D | |
| Common StockF2 | May 30, 2017 | D | 1,997 | $118.48 | D | 3,584 | D | |
| Common StockF3 | May 30, 2017 | F | 329 | $118.48 | D | 3,255 | D | |
| Common Stock | May 30, 2017 | S | 2,431 | $118.1462 | D | 824 | D | |
| Common StockF4 | May 31, 2017 | J | 38 | $113.62 | A | 862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $80.06 | May 30, 2017 | M | 2,955 | D | Feb 8, 2017 | Feb 8, 2023 | Common Stock | 2,955 | 8,864 | D |
Explanation of responses
- F1These SARs became exercisable in four substantially equal annual installments commencing on 2/8/2017.
- F2Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
- F3Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F4Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).