SEC Form 4 · accession 0001127602-17-019689
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene A Hall
Officer — CEO · Director
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2017 | M | 130,749 | $49.37 | A | 1,304,375 | D | |
| Common StockF2 | May 25, 2017 | D | 54,760 | $117.88 | D | 1,249,615 | D | |
| Common StockF3 | May 25, 2017 | F | 37,189 | $117.88 | D | 1,212,426 | D | |
| Common StockF4 | May 26, 2017 | S | 27,900 | $117.8639 | D | 1,184,526 | D | |
| Common StockF5 | May 30, 2017 | S | 10,900 | $117.8509 | D | 1,173,626 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $49.37 | May 25, 2017 | M | 130,749 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 130,749 | 0 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/12/2014 and are fully exerciseable.
- F2Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
- F3Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F4This transaction was executed in multiple trades at prices ranging from $117.50 to $118.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $117.565 to $118.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.