SEC Form 4 · accession 0001127602-17-007421
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Per Anders Waern
Officer — SVP, Consulting
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2017 | S | 9,685 | $103.0124 | D | 600 | D | |
| Common Stock | Feb 17, 2017 | S | 600 | $102.712 | D | 0 | D | |
| Common Stock | Feb 17, 2017 | M | 4,726 | $49.37 | A | 4,726 | D | |
| Common StockF6 | Feb 17, 2017 | D | 2,263 | $103.13 | D | 2,463 | D | |
| Common StockF7 | Feb 17, 2017 | F | 1,205 | $103.13 | D | 1,258 | D | |
| Common Stock | Feb 17, 2017 | M | 5,020 | $64.64 | A | 6,278 | D | |
| Common StockF6 | Feb 17, 2017 | D | 3,147 | $103.13 | D | 3,131 | D | |
| Common StockF7 | Feb 17, 2017 | F | 916 | $103.13 | D | 2,215 | D | |
| Common Stock | Feb 17, 2017 | M | 4,714 | $77.92 | A | 6,929 | D | |
| Common StockF6 | Feb 17, 2017 | D | 3,562 | $103.13 | D | 3,367 | D | |
| Common StockF7 | Feb 17, 2017 | F | 563 | $103.13 | D | 2,804 | D | |
| Common Stock | Feb 17, 2017 | M | 5,419 | $80.06 | A | 8,223 | D | |
| Common StockF6 | Feb 17, 2017 | D | 4,207 | $103.13 | D | 4,016 | D | |
| Common StockF7 | Feb 17, 2017 | F | 593 | $103.13 | D | 3,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $49.37 | Feb 17, 2017 | M | 4,726 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 4,726 | 0 | D |
| Stock Appreciation RightsF3 | $64.64 | Feb 17, 2017 | M | 5,020 | D | Feb 10, 2015 | Feb 10, 2021 | Common Stock | 5,020 | 5,020 | D |
| Stock Appreciation RightsF4 | $77.92 | Feb 17, 2017 | M | 4,714 | D | Feb 9, 2016 | Feb 9, 2022 | Common Stock | 4,714 | 9,427 | D |
| Stock Appreciation RightsF5 | $80.06 | Feb 17, 2017 | M | 5,419 | D | Feb 8, 2017 | Feb 8, 2023 | Common Stock | 5,419 | 16,256 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $103.00 to $103.065. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2These SARs became exercisable in four substantially equal annual installments commencing on 2/12/2014.
- F3These SARs become exercisable in four substantially equal annual installments commencing on 02/10/2015.
- F4These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2016.
- F5These SARs become exercisable in four substantially equal annual installments commencing on 2/8/2017.
- F6Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
- F7Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.