SEC Form 4 · accession 0001127602-17-005497
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Godfrey
Officer — SVP Worldwide Sales
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | M | 3,961 | $0.00 | A | 15,836 | D | |
| Common StockF5 | Feb 9, 2017 | F | 1,361 | $100.27 | D | 14,475 | D | |
| Common StockF1 | Feb 10, 2017 | M | 4,688 | $0.00 | A | 19,163 | D | |
| Common StockF5 | Feb 10, 2017 | F | 2,117 | $101.02 | D | 17,046 | D | |
| Common StockF1 | Feb 12, 2017 | M | 3,892 | $0.00 | A | 20,938 | D | |
| Common StockF5 | Feb 12, 2017 | F | 1,905 | $101.02 | D | 19,033 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 9, 2017 | M | 3,961 | D | — | — | Common Stock | 3,961 | 7,922 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 10, 2017 | M | 4,688 | D | — | — | Common Stock | 4,688 | 4,688 | D |
| Restricted Stock UnitsF1,F4 | $0.00 | Feb 12, 2017 | M | 3,892 | D | — | — | Common Stock | 3,892 | 0 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These RSUs vest in substantially equal installments, commencing on 02/09/2016. Represents the 2017 installment.
- F3These RSUs vest in substantially equal installments, commencing on 02/10/2015. Represents the 2017 installment.
- F4These RSUs vest in substantially equal installments, commencing on 02/12/2014. Represents the 2017 installment.
- F5Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.