SEC Form 4 · accession 0001127602-17-004818
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Safian
Officer — SVP & CFO
Period of report
Feb 8, 2017
Accepted (ET)
Feb 9, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 8, 2017 | M | 5,059 | $0.00 | A | 19,289 | D | |
| Common StockF4 | Feb 8, 2017 | F | 1,894 | $98.95 | D | 17,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 8, 2017 | A | 20,233 | A | — | — | Common Stock | 20,233 | 20,233 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 8, 2017 | M | 5,059 | D | — | — | Common Stock | 5,059 | 15,174 | D |
Explanation of responses
- F1These performance-based RSUs were awarded on February 8, 2016 and vest in four substantially equal annual installments, commencing on 2/8/2017, the date the performance metric was certified and the actual number of RSUs awarded was determined.
- F2Represents shares acquired upon release of RSUs.
- F3These RSUs vest in four substantially equal installments, commencing on 02/08/2017. Represents 2017 installment.
- F4Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.