SEC Form 4 · accession 0001127602-17-004642
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin B Kranich
Officer — SVP, Human Resources
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | M | 9,396 | $38.05 | A | 31,039 | D | |
| Common StockF3 | Feb 6, 2017 | D | 3,609 | $99.07 | D | 27,430 | D | |
| Common StockF4 | Feb 6, 2017 | F | 2,426 | $99.07 | D | 25,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $99.07 | Feb 6, 2017 | A | 17,535 | A | Feb 6, 2018 | Feb 6, 2024 | Common Stock | 17,535 | 17,535 | D |
| Stock Appreciation RightsF2 | $38.05 | Feb 6, 2017 | M | 9,396 | D | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 9,396 | 0 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/6/2018.
- F2These SARs became exercisable in four substantially equal annual installments commencing on 2/22/2012 and are fully exercisable.
- F3Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
- F4Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.