SEC Form 4 · accession 0001127602-17-001101
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Smith
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | J | 438 | $0.00 | A | 792,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalents ( CSE )F1 | $0.00 | Jan 3, 2017 | A | 438 | A | — | — | Common Stock | 438 | 438 | D |
| Common Stock Equivalents ( CSE )F1 | $0.00 | Jan 3, 2017 | J | 438 | D | — | — | Common Stock | 438 | 0 | D |
Explanation of responses
- F1These are Common Stock Equivalents (CSE) received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan (2014 LTIP). The Common Stock Equivalents convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.
- F2This reporting person has elected to receive an immediate distribution of the CSE shares.