SEC Form 4 · accession 0001127602-16-070140
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Godfrey
Officer — SVP Worldwide Sales
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 14,179 | $49.37 | A | 19,510 | D | |
| Common StockF3 | Dec 13, 2016 | D | 6,736 | $103.93 | D | 12,774 | D | |
| Common StockF2 | Dec 13, 2016 | F | 3,642 | $103.93 | D | 9,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $49.37 | Dec 13, 2016 | M | 14,179 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 14,179 | 4,726 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/12/2014.
- F2Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F3Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.