SEC Form 4 · accession 0001127602-16-053410
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Per Anders Waern
Officer — SVP, Consulting
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 5,059 | $37.81 | A | 15,391 | D | |
| Common StockF5 | May 23, 2016 | D | 1,936 | $98.84 | D | 13,455 | D | |
| Common StockF6 | May 23, 2016 | F | 1,528 | $98.84 | D | 11,927 | D | |
| Common Stock | May 23, 2016 | M | 4,726 | $49.37 | A | 16,653 | D | |
| Common StockF5 | May 23, 2016 | D | 2,361 | $98.84 | D | 14,292 | D | |
| Common StockF6 | May 23, 2016 | F | 1,157 | $98.84 | D | 13,135 | D | |
| Common Stock | May 23, 2016 | M | 5,020 | $64.64 | A | 18,155 | D | |
| Common StockF5 | May 23, 2016 | D | 3,284 | $98.84 | D | 14,871 | D | |
| Common StockF6 | May 23, 2016 | F | 850 | $98.84 | D | 14,021 | D | |
| Common Stock | May 23, 2016 | M | 4,714 | $77.92 | A | 18,735 | D | |
| Common StockF5 | May 23, 2016 | D | 3,717 | $98.84 | D | 15,018 | D | |
| Common StockF6 | May 23, 2016 | F | 488 | $98.84 | D | 14,530 | D | |
| Common StockF7 | May 23, 2016 | S | 10,332 | $99.1247 | D | 4,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $37.81 | May 23, 2016 | M | 5,059 | D | Feb 9, 2013 | Feb 9, 2019 | Common Stock | 5,059 | 0 | D |
| Stock Appreciation RightsF2 | $49.37 | May 23, 2016 | M | 4,726 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 4,726 | 4,726 | D |
| Stock Appreciation RightsF3 | $64.64 | May 23, 2016 | M | 5,020 | D | Feb 10, 2015 | Feb 10, 2021 | Common Stock | 5,020 | 10,040 | D |
| Stock Appreciation RightsF4 | $77.92 | May 23, 2016 | M | 4,714 | D | Feb 9, 2016 | Feb 9, 2022 | Common Stock | 4,714 | 14,141 | D |
Explanation of responses
- F1These SARs became exercisable in four substantially equal, annual installments commencing on 2/9/2013.
- F2These SARs became exercisable in four substantially equal annual installments commencing on 2/12/2014.
- F3These SARs become exercisable in four substantially equal annual installments commencing on 02/10/2015.
- F4These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2016.
- F5Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
- F6Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F7This transaction was executed in multiple trades at prices ranging from $99.06 to $99.165. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.