SEC Form 4 · accession 0001127602-16-051987
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene A Hall
Officer — CEO · Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 145,413 | $37.81 | A | 1,387,827 | D | |
| Common StockF2 | May 10, 2016 | D | 56,120 | $97.97 | D | 1,331,707 | D | |
| Common StockF3 | May 10, 2016 | F | 43,699 | $97.97 | D | 1,288,008 | D | |
| Common StockF4 | May 11, 2016 | S | 45,594 | $97.3652 | D | 1,242,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $37.81 | May 10, 2016 | M | 145,413 | D | Feb 9, 2013 | Feb 9, 2019 | Common Stock | 145,413 | 0 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2013.
- F2Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
- F3Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F4This transaction was executed in multiple trades at prices ranging from $97.01 to $97.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.