SEC Form 4 · accession 0001127602-16-040707
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Yoo
Officer — GVP, EXP
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | M | 3,175 | $0.00 | A | 18,659 | D | |
| Common StockF4 | Feb 9, 2016 | F | 1,135 | $80.94 | D | 17,524 | D | |
| Common StockF1 | Feb 9, 2016 | M | 3,717 | $0.00 | A | 21,241 | D | |
| Common StockF4 | Feb 9, 2016 | F | 1,277 | $80.94 | D | 19,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 9, 2016 | M | 3,175 | D | — | — | Common Stock | 3,175 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 9, 2016 | A | 14,867 | A | — | — | Common Stock | 14,867 | 14,867 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 9, 2016 | M | 3,717 | D | — | — | Common Stock | 3,717 | 11,150 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These performance-based RSUs were awarded on February 9, 2015 and vest in four substantially equal annual installments, commencing on 2/9/2016, the date the performance metric was certified and the actual number of RSUs awarded was determined.
- F3These RSUs vest in four substantially equal installments, commencing on 02/09/2013. Represents 2016 installment.
- F4Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.