SEC Form 4 · accession 0001127602-16-040691
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alwyn Dawkins
Officer — SVP, Events
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | M | 4,688 | $0.00 | A | 23,571 | D | |
| Common StockF3 | Feb 10, 2016 | F | 2,046 | $81.13 | D | 21,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 10, 2016 | M | 4,688 | D | — | — | Common Stock | 4,688 | 9,376 | D |
Explanation of responses
- F1Represents shares acquired upon release of RSUs.
- F2These performance-based RSUs were awarded on February 10, 2014 and vest in four substantially equal annual installments, commencing on 02/10/2015, the date the performance metric was certified and the actual number of RSUs awarded was determined. Represents 2016 installment. Represents 2016 installment.
- F3Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.