SEC Form 4 · accession 0001127602-16-040434
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Per Anders Waern
Officer — SVP, Consulting
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 9, 2016 | M | 4,230 | $0.00 | A | 4,230 | D | |
| Common StockF5 | Feb 9, 2016 | F | 1,485 | $80.94 | D | 2,745 | D | |
| Common StockF2 | Feb 9, 2016 | M | 3,961 | $0.00 | A | 6,706 | D | |
| Common StockF5 | Feb 9, 2016 | F | 1,361 | $80.94 | D | 5,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $80.06 | Feb 8, 2016 | A | 21,675 | A | Feb 8, 2017 | Feb 8, 2023 | Common Stock | 21,675 | 21,675 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 9, 2016 | M | 4,230 | D | — | — | Common Stock | 4,230 | 0 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 9, 2016 | A | 15,844 | A | — | — | Common Stock | 15,844 | 15,844 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Feb 9, 2016 | M | 3,961 | D | — | — | Common Stock | 3,961 | 11,883 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/8/2017.
- F2Represents shares acquired upon release of RSUs.
- F3These RSUs vest in four substantially equal installments, commencing on 02/09/2013. Represents 2016 installment.
- F4These performance-based RSUs were awarded on February 9, 2015 and vest in four substantially equal annual installments, commencing on 2/9/2016, the date the performance metric was certified and the actual number of RSUs awarded was determined.
- F5Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.