SEC Form 4 · accession 0001127602-15-034277
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darko Hrelic
Officer — SVP & CIO
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 12,129 | $11.11 | A | 59,901 | D | |
| Common StockF7 | Dec 14, 2015 | D | 1,524 | $88.46 | D | 58,377 | D | |
| Common StockF8 | Dec 14, 2015 | F | 5,159 | $88.46 | D | 53,218 | D | |
| Common Stock | Dec 14, 2015 | M | 14,974 | $22.06 | A | 68,192 | D | |
| Common StockF7 | Dec 14, 2015 | D | 3,735 | $88.46 | D | 64,457 | D | |
| Common StockF8 | Dec 14, 2015 | F | 5,468 | $88.46 | D | 58,989 | D | |
| Common Stock | Dec 14, 2015 | M | 14,095 | $38.05 | A | 73,084 | D | |
| Common StockF7 | Dec 14, 2015 | D | 6,063 | $88.46 | D | 67,021 | D | |
| Common StockF8 | Dec 14, 2015 | F | 3,907 | $88.46 | D | 63,114 | D | |
| Common Stock | Dec 14, 2015 | M | 15,180 | $37.81 | A | 78,294 | D | |
| Common StockF7 | Dec 14, 2015 | D | 6,489 | $88.46 | D | 71,805 | D | |
| Common StockF8 | Dec 14, 2015 | F | 4,228 | $88.46 | D | 67,577 | D | |
| Common Stock | Dec 14, 2015 | M | 9,453 | $49.37 | A | 77,030 | D | |
| Common StockF7 | Dec 14, 2015 | D | 5,276 | $88.46 | D | 71,754 | D | |
| Common StockF8 | Dec 14, 2015 | F | 2,032 | $88.46 | D | 69,722 | D | |
| Common Stock | Dec 14, 2015 | M | 5,020 | $64.64 | A | 74,742 | D | |
| Common StockF7 | Dec 14, 2015 | D | 3,669 | $88.46 | D | 71,073 | D | |
| Common StockF8 | Dec 14, 2015 | F | 657 | $88.46 | D | 70,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $11.11 | Dec 14, 2015 | M | 12,129 | D | Feb 11, 2010 | Feb 11, 2016 | Common Stock | 12,129 | 0 | D |
| Stock Appreciation RightsF2 | $22.06 | Dec 14, 2015 | M | 14,974 | D | Feb 11, 2011 | Feb 11, 2017 | Common Stock | 14,974 | 0 | D |
| Stock Appreciation RightsF3 | $38.05 | Dec 14, 2015 | M | 14,095 | D | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 14,095 | 0 | D |
| Stock Appreciation RightsF4 | $37.81 | Dec 14, 2015 | M | 15,180 | D | Feb 9, 2013 | Feb 9, 2019 | Common Stock | 15,180 | 5,059 | D |
| Stock Appreciation RightsF5 | $49.37 | Dec 14, 2015 | M | 9,453 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 9,453 | 9,452 | D |
| Stock Appreciation RightsF6 | $64.64 | Dec 14, 2015 | M | 5,020 | D | Feb 10, 2015 | Feb 10, 2021 | Common Stock | 5,020 | 15,060 | D |
Explanation of responses
- F1These SARs became exercisable in four substantially equal, annual installments commencing on 2/11/2010 and are fully exercisable.
- F2These SARs became exercisable in four substantially equal, annual installments commencing on 2/11/2011 and are fully exercisable.
- F3These SARs became exercisable in four substantially equal, annual installments commencing on 2/22/2012 and are fully exercisable.
- F4These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2013.
- F5These SARs become exercisable in four substantially equal annual installments commencing on 2/12/2014.
- F6These SARs become exercisable in four substantially equal annual installments commencing on 02/10/2015.
- F7Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
- F8Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.