SEC Form 4 · accession 0001127602-15-032289
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Godfrey
Officer — SVP Worldwide Sales
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2015 | S | 1,507 | $87.8941 | D | 5,973 | D | |
| Common Stock | Nov 19, 2015 | M | 14,095 | $38.05 | A | 20,068 | D | |
| Common StockF3 | Nov 19, 2015 | D | 6,132 | $87.47 | D | 13,936 | D | |
| Common StockF4 | Nov 19, 2015 | F | 3,874 | $87.47 | D | 10,062 | D | |
| Common StockF5 | Nov 20, 2015 | S | 4,089 | $88.5456 | D | 5,973 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $38.05 | Nov 19, 2015 | M | 14,095 | D | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 14,095 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $87.89 to $87.95. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2These SARs became exercisable in four substantially equal, annual installments commencing on 2/22/2012 and are fully exercisable.
- F3Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
- F4Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F5This transaction was executed in multiple trades at prices ranging from $88.53 to $88.55. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.