SEC Form 4 · accession 0001127602-15-020177
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis G Schwartz
Officer — SVP, Gen Counsel
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | M | 14,993 | $22.06 | A | 65,555 | D | |
| Common Stock | Jun 5, 2015 | F | 5,445 | $87.06 | D | 60,110 | D | |
| Common Stock | Jun 5, 2015 | D | 3,800 | $87.06 | D | 56,310 | D | |
| Common Stock | Jun 5, 2015 | M | 18,794 | $38.05 | A | 75,104 | D | |
| Common Stock | Jun 5, 2015 | F | 5,147 | $87.06 | D | 69,957 | D | |
| Common Stock | Jun 5, 2015 | D | 8,215 | $87.06 | D | 61,742 | D | |
| Common Stock | Jun 5, 2015 | M | 15,180 | $37.81 | A | 76,922 | D | |
| Common Stock | Jun 5, 2015 | F | 4,177 | $87.06 | D | 72,745 | D | |
| Common Stock | Jun 5, 2015 | D | 6,593 | $87.06 | D | 66,152 | D | |
| Common Stock | Jun 5, 2015 | M | 9,453 | $49.37 | A | 75,605 | D | |
| Common Stock | Jun 5, 2015 | F | 1,990 | $87.06 | D | 73,615 | D | |
| Common Stock | Jun 5, 2015 | D | 5,361 | $87.06 | D | 68,254 | D | |
| Common Stock | Jun 5, 2015 | M | 5,020 | $64.64 | A | 73,274 | D | |
| Common Stock | Jun 5, 2015 | F | 628 | $87.06 | D | 72,646 | D | |
| Common Stock | Jun 5, 2015 | D | 3,728 | $87.06 | D | 68,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $22.06 | Jun 5, 2015 | M | 14,993 | D | Feb 11, 2011 | Feb 11, 2017 | Common Stock | 14,993 | 0 | D |
| Stock Appreciation RightsF2 | $38.05 | Jun 5, 2015 | M | 18,794 | D | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 18,794 | 0 | D |
| Stock Appreciation RightsF3 | $37.81 | Jun 5, 2015 | M | 15,180 | D | Feb 9, 2013 | Feb 9, 2019 | Common Stock | 15,180 | 5,059 | D |
| Stock Appreciation RightsF4 | $49.37 | Jun 5, 2015 | M | 9,453 | D | Feb 12, 2014 | Feb 12, 2020 | Common Stock | 9,453 | 9,452 | D |
| Stock Appreciation RightsF5 | $64.64 | Jun 5, 2015 | M | 5,020 | D | Feb 10, 2015 | Feb 10, 2021 | Common Stock | 5,020 | 15,060 | D |
Explanation of responses
- F1These SARs became exercisable in four substantially equal, annual installments commencing on 2/11/2011 and are fully exercisable.
- F2These SARs became exercisable in four substantially equal, annual installments commencing on 2/22/2012 and are fully exercisable.
- F3These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2013.
- F4These SARs become exercisable in four substantially equal annual installments commencing on 2/12/2014.
- F5These SARs become exercisable in four substantially equal annual installments commencing on 02/10/2015.
- F6Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F7Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.