SEC Form 4 · accession 0001127602-15-017862
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene A Hall
Officer — CEO · Director
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | G | 600 | $0.00 | D | 1,179,602 | D | |
| Common Stock | May 18, 2015 | M | 135,024 | $38.05 | A | 1,314,626 | D | |
| Common Stock | May 18, 2015 | F | 37,208 | $87.76 | D | 1,277,418 | D | |
| Common Stock | May 18, 2015 | D | 58,543 | $87.76 | D | 1,218,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $38.05 | May 18, 2015 | M | 135,024 | D | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 135,024 | 0 | D |
Explanation of responses
- F1These shares were gifted by Mr. Hall.
- F2These SARs became exercisable in four substantially equal, annual installments commencing on 2/22/2012 and are fully exercisable.
- F3Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F4Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.