SEC Form 4 · accession 0001127602-15-017687
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin B Kranich
Officer — SVP, Human Resources
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 9,398 | $38.05 | A | 27,958 | D | |
| Common Stock | May 14, 2015 | F | 2,978 | $88.04 | D | 24,980 | D | |
| Common Stock | May 14, 2015 | D | 4,062 | $88.04 | D | 20,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $38.05 | May 14, 2015 | M | 9,398 | D | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 9,398 | 9,396 | D |
Explanation of responses
- F1These SARs became exercisable in four substantially equal, annual installments commencing on 2/22/2012 and are fully exercisable.
- F2Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
- F3Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.