SEC Form 4 · accession 0001127602-15-005566
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MR Thomas Christopher
Officer — SVP, EXP
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 9, 2015 | M | 1,653 | $0.00 | A | 4,348 | D | |
| Common StockF5 | Feb 9, 2015 | F | 604 | $77.92 | D | 3,744 | D | |
| Common StockF2 | Feb 10, 2015 | M | 3,504 | $0.00 | A | 7,248 | D | |
| Common StockF5 | Feb 10, 2015 | F | 1,191 | $78.08 | D | 6,057 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $77.92 | Feb 9, 2015 | A | 14,643 | A | Feb 9, 2016 | Feb 9, 2022 | Common Stock | 14,643 | 14,643 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 9, 2015 | M | 1,653 | D | — | — | Common Stock | 1,653 | 1,653 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 10, 2015 | A | 14,016 | A | — | — | Common Stock | 14,016 | 14,016 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Feb 10, 2015 | M | 3,504 | D | — | — | Common Stock | 3,504 | 10,512 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2016.
- F2Represents shares acquired upon release of RSUs.
- F3These RSUs vest in three substantially equal installments, commencing on 02/09/2014. Represents 2015 installment.
- F4These performance-based RSUs were awarded on February 10, 2014 and vest in four substantially equal annual installments, commencing on 02/10/2015, the date the performance metric was certified and the actual number of RSUs awarded was determined.
- F5Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release.