SEC Form 4 · accession 0001127602-15-005564
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Safian
Officer — SVP & CFO
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 9, 2015 | M | 2,314 | $0.00 | A | 5,802 | D | |
| Common StockF5 | Feb 9, 2015 | F | 891 | $77.92 | D | 4,911 | D | |
| Common StockF2 | Feb 10, 2015 | M | 1,741 | $0.00 | A | 6,652 | D | |
| Common StockF5 | Feb 10, 2015 | F | 644 | $78.08 | D | 6,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $77.92 | Feb 9, 2015 | A | 20,570 | A | Feb 9, 2016 | Feb 9, 2022 | Common Stock | 20,570 | 20,570 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 9, 2015 | M | 2,314 | D | — | — | Common Stock | 2,314 | 2,314 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Feb 10, 2015 | M | 1,741 | D | — | — | Common Stock | 1,741 | 5,221 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2016.
- F2Represents shares acquired upon release of RSUs.
- F3These RSUs vest in four equal annual installments, beginning on February 9, 2013. Represents 2015 installment.
- F4These RSUs vest in four equal annual installments, beginning on February 10, 2015. Represents 2015 installment.
- F5Represents shares withheld from the released RSUs for the payment of applicable income and payroll withholding taxes due on release.