SEC Form 4 · accession 0001127602-15-005561
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Sondergaard
Officer — SVP, Research
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 9, 2015 | M | 4,230 | $0.00 | A | 53,450 | D | |
| Common StockF5 | Feb 9, 2015 | F | 1,476 | $77.92 | D | 51,974 | D | |
| Common StockF2 | Feb 10, 2015 | M | 4,688 | $0.00 | A | 56,662 | D | |
| Common StockF5 | Feb 10, 2015 | F | 1,597 | $78.08 | D | 55,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $77.92 | Feb 9, 2015 | A | 18,855 | A | Feb 9, 2016 | Feb 9, 2022 | Common Stock | 18,855 | 18,855 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 9, 2015 | M | 4,230 | D | — | — | Common Stock | 4,230 | 4,230 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 10, 2015 | A | 18,752 | A | — | — | Common Stock | 18,752 | 18,752 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Feb 10, 2015 | M | 4,688 | D | — | — | Common Stock | 4,688 | 14,064 | D |
Explanation of responses
- F1These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2016.
- F2Represents shares acquired upon release of RSUs.
- F3These RSUs vest in four substantially equal installments, commencing on 02/09/2013. Represents 2015 installment.
- F4These performance-based RSUs were awarded on February 10, 2014 and vest in four substantially equal annual installments, commencing on 02/10/2015, the date the performance metric was certified and the actual number of RSUs awarded was determined.
- F5Represents shares withheld from the released RSUs for the payment of applicable income and payroll withholding taxes due on release.