SEC Form 4/A · accession 0000930413-18-000311
GARTNER INC · IT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eugene A Hall
Officer — CEO · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 12, 2018 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 6, 2018 | M | 2,524 | $0.00 | A | 1,192,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | $0.00 | Feb 6, 2018 | A | 10,093 | A | — | — | Common Stock | 10,093 | 10,093 | D |
| Restricted Stock UnitsF3,F2 | $0.00 | Feb 6, 2018 | M | 2,524 | D | — | — | Common Stock | 2,524 | 7,569 | D |
Explanation of responses
- F1These performance-based RSUs were awarded on February 6, 2017 and vest in four substantially equal annual installments, commencing on 2/6/2018. This represents the actual number of RSUs awarded after the performance metric was certified.
- F2Represents shares acquired upon the vesting of the first installment of these RSUs on 2/6/2018.
- F3The original Form 4 filed on February 8, 2018 is amended by this Form 4 amendment to reflect the correct number of these performance-based RSUs held by the reporting person after the reported transactions. The original Form 4 erroneously reported that 20,186 and 17,662 of these performance-based RSUs were outstanding after the reported award and vesting transactions, respectively. The correct number of these performance-based RSUs held by the reporting person after such transactions are reported in this Form 4 amendment. The transactions listed in Table 1 and Table 2 of this Form 4 amendment are otherwise not new or revised.