SEC Form 4 · accession 0001638599-18-000266
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Barr Jr.
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2018 | A | 7,500 | $0.00 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $5.42 | Feb 16, 2018 | A | 15,000 | A | Feb 16, 2019 | Feb 16, 2028 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant of Restricted Stock Awards. One-third of restrictions release on the first, second and third anniversary of the grant date.
- F2Option granted on February 16, 2018 under the CCUR Holdings 2011 Stock Incentive Plan. One-third of grant becomes excercisable on the first, second and third anniversary of the grant date.