SEC Form 4 · accession 0001638599-17-000446
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emory O Berry
Officer — CFO & EVP of Operations
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | D | 94 | $0.00 | D | 150,637 | D | |
| Common StockF2 | May 12, 2017 | D | 2,411 | $0.00 | D | 148,226 | D | |
| Common StockF3 | May 12, 2017 | D | 14,800 | $0.00 | D | 133,426 | D | |
| Common StockF4 | May 12, 2017 | D | 23,300 | $0.00 | D | 110,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The subject shares were granted to the reporting person on September 4, 2013 and were forfeited on May 12, 2017, as a result of the termination of the reporting person's employment with the company.
- F2The subject shares were granted to the reporting person on October 30, 2014 and were forfeited on May 12, 2017, as a result of the termination of the reporting person's employment with the company.
- F3The subject shares were granted to the reporting person on August 17, 2015 and were forfeited on May 12, 2017, as a result of the termination of the reporting person's employment with the company.
- F4The subject shares were granted to the reporting person on September 1, 2016 and were forfeited on May 12, 2017, as a result of the termination of the reporting person's employment with the company.