SEC Form 4 · accession 0001638599-16-001378
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Elder
Officer — President and CEO
Period of report
Sep 1, 2016
Accepted (ET)
Sep 1, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | A | 15,000 | $0.00 | A | 185,000 | D | |
| Common StockF2 | Sep 1, 2016 | A | 15,000 | $0.00 | A | 200,000 | D | |
| Common StockF2 | Sep 1, 2016 | A | 15,000 | $0.00 | A | 215,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock awards. The restriction on these shares will lapse as follows: 15,000 on 9/1/2019.
- F2Grant of restricted, performance-based stock awards. The restriction on these shares will lapse on or about September 1, 2019 only after the achievement of predetermined performance criteria over a cumulative three-year period between fiscal 2017 and fiscal 2019.