SEC Form 4/A · accession 0001638599-16-000629
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Derek Elder
Officer — President and CEO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 9:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | A | 40,000 | $5.29 | A | 155,000 | D | |
| Common StockF2,F3 | Feb 11, 2016 | A | 15,000 | $5.29 | A | 170,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Awards. The restriction on these shares will lapse as follows: 40,000 on 2/11/19.
- F2Grant of Restricted Stock Awards. The restriction on these share will lapse as follows: 5,000 on 2/11/17; 5,000 on 2/11/18; and 5,000 on 2/11/19.
- F3Correction from previously reported amount.