SEC Form 4 · accession 0001209191-18-038478
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian D. Singer
10% Owner
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | P | 1,304 | $5.31 | A | 3,385,094 | I | By JDS1, LLC |
| Common StockF1 | Jun 15, 2018 | P | 371 | $5.30 | A | 3,385,465 | I | By JDS1, LLC |
| Common StockF1,F2 | Jun 15, 2018 | X | 5,300 | $7.50 | A | 3,390,765 | I | By JDS1, LLC |
| Common StockF1 | Jun 18, 2018 | P | 500 | $5.31 | A | 3,391,265 | I | By JDS1, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy)F1 | $7.50 | Jun 15, 2018 | X | 53 | D | Dec 22, 2017 | Jun 15, 2018 | Common Stock | 5,300 | 0 | I |
| Put Option (obligation to buy)F1,F3 | $5.00 | Jun 15, 2018 | E | 50 | D | Oct 27, 2017 | Jun 15, 2018 | Common Stock | 5,000 | 0 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2On June 15, 2018, the counterparty to put options written on December 22, 2017 by JDS1, LLC exercised such options without any action taken by JDS1, LLC.
- F3On June 15, 2018, put options written on October 27, 2017 by JDS1, LLC expired.