SEC Form 4 · accession 0001209191-18-021050

CCUR Holdings, Inc. · CCUR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Mar 19, 2018

Accepted (ET)

Mar 21, 2018 · 3:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000749038

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 19, 2018	X	46,700	$7.50	A	2,515,574	I	By JDS1, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Put Option (obligation to buy)	$7.50	Mar 19, 2018	X	300	D	Oct 30, 2017	Jun 15, 2018	Common Stock	0	0	I
Put Option (obligation to buy)	$7.50	Mar 19, 2018	X	100	D	Oct 31, 2017	Jun 15, 2018	Common Stock	0	0	I
Put Option (obligation to buy)^F1	$7.50	Mar 19, 2018	X	67	D	Nov 1, 2017	Jun 15, 2018	Common Stock	13,300	133	I
Put Option (obligation to buy)^F1	$5.00	holding	—	—	—	Oct 27, 2017	Jun 15, 2018	Common Stock	5,000	50	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Dec 22, 2017	Jun 15, 2018	Common Stock	14,000	140	I

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
F2On March 19, 2018, the counterparty to put options written on October 30, 2017, October 31, 2017 and November 1, 2017 by JDS1, LLC exercised such options without any action taken by JDS1, LLC.