SEC Form 4 · accession 0001209191-18-019105

CCUR Holdings, Inc. · CCUR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Mar 9, 2018

Accepted (ET)

Mar 13, 2018 · 3:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000749038

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 9, 2018	P	39,411	$5.5895	A	2,389,135	I	By JDS1, LLC
Common Stock^F1	Mar 12, 2018	P	12,007	$5.5399	A	2,401,142	I	By JDS1, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Put Option (obligation to buy)^F1	$5.00	Mar 9, 2018	J	40	D	Oct 18, 2017	Mar 16, 2018	Common Stock	201,300	2,013	I
Put Option (obligation to buy)	$5.00	Mar 12, 2018	J	2,013	D	Oct 18, 2017	Mar 16, 2018	Common Stock	0	0	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Oct 16, 2017	Mar 16, 2018	Common Stock	23,100	231	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Oct 17, 2017	Mar 16, 2018	Common Stock	24,100	241	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Dec 22, 2017	Jun 15, 2018	Common Stock	14,000	140	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Nov 1, 2017	Jun 15, 2018	Common Stock	20,000	200	I
Put Option (obligation to buy)^F1	$5.00	holding	—	—	—	Oct 27, 2017	Jun 15, 2018	Common Stock	5,000	50	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Oct 30, 2017	Jun 15, 2018	Common Stock	30,000	300	I
Put Option (obligation to buy)^F1	$7.50	holding	—	—	—	Oct 31, 2017	Jun 15, 2018	Common Stock	10,000	100	I

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
F2Put option written by reporting person cancelled through acquisition of offsetting put position. The amount reported in column 8 reflects the amount paid to acquire this offsetting position.