SEC Form 4 · accession 0001209191-18-003901
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian D. Singer
10% Owner
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2018 | P | 652 | $5.67 | A | 1,953,860 | I | By JDS1, LLC |
| Common StockF1 | Jan 16, 2018 | P | 18,296 | $5.6657 | A | 1,972,156 | I | By JDS1, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy)F1 | $5.00 | Jan 12, 2018 | J | 50 | D | Oct 18, 2017 | Mar 16, 2018 | Common Stock | 495,000 | 4,950 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | Dec 22, 2017 | Jun 15, 2018 | Common Stock | 14,000 | 140 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | Nov 1, 2017 | Jun 15, 2018 | Common Stock | 20,000 | 200 | I |
| Put Option (obligation to buy)F1 | $5.00 | holding | — | — | — | Oct 27, 2017 | Jun 15, 2018 | Common Stock | 5,000 | 50 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | Oct 30, 2017 | Jun 15, 2018 | Common Stock | 30,000 | 300 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | Oct 31, 2017 | Jun 15, 2018 | Common Stock | 10,000 | 100 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | Oct 17, 2017 | Mar 16, 2018 | Common Stock | 42,300 | 423 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | Oct 16, 2017 | Mar 16, 2018 | Common Stock | 60,000 | 600 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2Put option written by reporting person cancelled through acquisition of offsetting put position. The amount reported in column 8 reflects the amount paid to acquire this offsetting position.