SEC Form 4 · accession 0001209191-17-033836
CCUR Holdings, Inc. · CCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian D. Singer
10% Owner
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000749038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2017 | P | 190,000 | $6.15 | A | 1,372,379 | I | By JDS1 LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy)F1 | $5.00 | holding | — | — | — | May 15, 2017 | Dec 15, 2017 | Common Stock | 25,000 | 250 | I |
| Put Option (obligation to buy)F1 | $7.50 | holding | — | — | — | May 15, 2017 | Sep 15, 2017 | Common Stock | 50,000 | 500 | I |
| Put Option (obligation to buy)F1 | $5.00 | holding | — | — | — | May 16, 2017 | Sep 15, 2017 | Common Stock | 25,000 | 250 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.